Projects

PROJECTS

PRACTICES

ATTORNEYS & STAFF

FORMS

OFFICE

Listing and compliance for issuers with securities traded on NASDAQ, OTC Bulletin Board, Pink Sheets, and OTC-Other.

Representation of persons involved in investigations and litigation with the Securities and Exchange Commission.

Representation of investor relations firms.

Representation of NASD regulated broker-dealers.

Representation of publicly traded corporations.

Restructuring of publicly traded shell corporations.

Representation of private equity firms and issuers in PIPE transactions and registered offerings.

Representation of a trade association.

Representation of companies in reverse merger transactions.

Assistance to public company officers, directors and major shareholders with insider reports as required by the SEC.

Financing for an award-winning developer of new media content for the Internet, entertainment companies, and interactive satellite channels.

Liquidation of Midwest based N.A.S.D. Broker Dealer.

Merger of limited partnership into shell company.

Securities law compliance.

Financing for independent film production and distribution company for science fiction and fantasy films.

Financing for company providing real-time on demand billing systems to the wireless telecommunications industry.

Financing for development stage business e-commerce company in the automotive parts aftermarket.

Start up financing for manufacturer of micro manufacturing facilities for the production of large volume parenteral solutions.

Expansion financing for agricultural commodity trading and shipping company

General advice on business strategy and legal affairs to company that designs, manufactures, and markets specialty products for the giftware and garden industry.

Private offering for an online investment bank providing online investment services to self-motivated investors.

$1,500,000 financing for creator and publisher of entertainment products based on fictional adventure characters.

Turnaround management consulting and financial restructuring for well known publicly traded apparel company.