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	<title>Weed &#38; Co. LLP</title>
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		<title>Rule 144 Rep Letters</title>
		<link>http://www.weedco.com/?p=364</link>
		<comments>http://www.weedco.com/?p=364#comments</comments>
		<pubDate>Wed, 14 Jul 2010 19:13:26 +0000</pubDate>
		<dc:creator>admin</dc:creator>
				<category><![CDATA[Uncategorized]]></category>

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		<description><![CDATA[Attached are our Rule 144 rep letters required for this firm’s Rule 144 opinions.  After a one year hold, shares may qualify for restrictive legend removal under Rule 144.
Rule 144 Rep Letter (Affiliate) 
Rule 144  Rep Letter (Non-Affiliate)
Rule 144 Rep Letter (Non-Affiliate_One Year Hold)
Rule 144 Broker Rep Letter (Affiliate)

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		<title>Obligation of Broker-Dealers to Conduct Reasonable Investigations in Regulation D Offerings</title>
		<link>http://www.weedco.com/?p=350</link>
		<comments>http://www.weedco.com/?p=350#comments</comments>
		<pubDate>Tue, 11 May 2010 18:14:28 +0000</pubDate>
		<dc:creator>admin</dc:creator>
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		<description><![CDATA[FINRA has reminded broker-dealers (BDs) of their duty to conduct reasonable investigations of the issuer and the securities they recommend in offerings made under the Securities and Exchange Commission’s Regulation D]]></description>
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		<title>Changes in FINRA&#8217;s role in the OTC markets?</title>
		<link>http://www.weedco.com/?p=345</link>
		<comments>http://www.weedco.com/?p=345#comments</comments>
		<pubDate>Thu, 01 Apr 2010 20:53:07 +0000</pubDate>
		<dc:creator>Rick Weed</dc:creator>
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		<description><![CDATA[FINRA has proposed Rule 6490 to clarify the scope of its regulatory authority and discretionary power when processing documents related to announcements for company actions for OTC securities and to implement fees for such services. The proposed rule would codify FINRA’s authority to conduct in-depth reviews of company-related actions and allow the staff discretion not to process actions that are incomplete or when certain indicators of potential fraud exist.

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		<title>Rule 144 and the Former Shell Problem</title>
		<link>http://www.weedco.com/?p=226</link>
		<comments>http://www.weedco.com/?p=226#comments</comments>
		<pubDate>Tue, 16 Mar 2010 00:46:09 +0000</pubDate>
		<dc:creator>April Frisby</dc:creator>
				<category><![CDATA[Uncategorized]]></category>

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		<description><![CDATA[Recently, we have heard Rule 144 inquiries pertaining to the availability of the Rule for former public “shells.”  Under Rule 144, which is a non-exclusive safe harbor for the sale of restricted shares, a shareholder of a former shell may utilize Rule 144 if the issuer qualifies under Rule 144(i).]]></description>
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		<title>The End of the Fiscal Year; Don’t Forget Your Insider Filings</title>
		<link>http://www.weedco.com/?p=223</link>
		<comments>http://www.weedco.com/?p=223#comments</comments>
		<pubDate>Mon, 15 Mar 2010 00:44:50 +0000</pubDate>
		<dc:creator>April Frisby</dc:creator>
				<category><![CDATA[Uncategorized]]></category>

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		<description><![CDATA[Among other things, the end of the fiscal year brings the public company issuer’s attention to its Form 10-K and annual meeting report.  For public company insiders (in general, officers, directors and up to 10% beneficial shareholders), 45 days after the end of the fiscal year is the deadline for Form 5 filings which pick up (i) all transactions during the most recent fiscal year that were exempt from section 16(b) (except certain delineated transactions), (ii) transactions that are small acquisitions pursuant to Rule 16a-6(a) (generally less than $10,000 in value) and (iii) all transactions during the prior fiscal year that should have been reported but were not.]]></description>
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